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DOL Investigative Worksheet
 
 
Developed by a Former DOL Senior Investigator, the ERISA DOL Investigative Worksheet will help you gain an understanding on your level of compliance as it pertains to a DOL Investigation of your ERISA covered retirement plan. This worksheet and tool is meant to duplicate a DOL Investigator interview of a plan sponsor or fiduciary. Answer the questions below to determine your compliance score.
 
 
 
Step 1) Download Worksheet >>
 
DOL Investigative Analysis
 
 
 
Step 2) Complete Worksheet
 
 
 
Step 3) Get Your Investigative Analysis Score

Investigative Score

Send your worksheet to [email protected]

The Investigative Analysis Score is a proprietary score that is used to determine the effectiveness a fiduciary’s current plan management program. The score is based on numerous factors including, but not limited to, common violations of ERISA as well as potential issues that may arise from a poor management program. 

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Free Worksheet & Compliance Score!

 

Which best describes your interest?

 
 
 
Privacy: Your information (including email addresses and survey results), whether public or private, will not be sold, exchanged, transferred, or given to any other company for any reason whatsoever, without your consent,other than for the express purpose of delivering the product or service requested.

 
[email protected] - www.fiduciaryeducation.com - 2021  
 
   This information is not meant as specific advice or guidance for your retirement plan. Fiduciary Education, are not fiduciaries in any capacity. The report provides general information and opinions. Seek advice from professionals for specific information that pertains to your situation.